FINRA



FINRA

Financial Industry Regulatory Authority

 

FINRA–the Financial Industry Regulatory Authority–is an independent, non-governmental, not-for-profit organization authorized by Congress to protect America’s investors by making sure the securities industry operates fairly and honestly.

FINRA’s mission is dedicated to investor protection and market integrity through effective and efficient regulation of the securities industry. FINRA enforces high ethical standards, bringing the necessary resources and expertise to regulation and enhancing investor safeguards and market integrity.